Information Governance for Banking and Financial Services Online Course

Learn The Role Of Information Governance In Banking And Finance

Information Governance for Banking and Financial Services Online Course

Pay Upfront US$219
Get Info Pack

Learn The Role Of Information Governance In Banking And Finance

Information is the lifeblood of commerce in the 21st century. And few industries face greater challenges when it comes to managing information than financial institutions and financial services, where dizzying volumes and varieties of sensitive data; extensive federal, state, and global regulation; complex and rapidly evolving technologies; and competitive pressures both internal and external all combine to create a near-perfect storm for those tasked with the closely related domains of information governance, privacy, and data protection. This content will review the fundamentals of information governance and related issues for banks and financial services firms. Understand the essential elements and objectives of a successful information governance program; the legal landscape within which banks and financial services firms must manage such programs; and some of the particular challenges created by the increasingly global stage on which such entities operate. And because information governance is inextricably intertwined with privacy and data protection, the content will address that intersection and key considerations for incorporating privacy and data protection into a successful IG program. Knowledge is only useful if those charged with action understand how to use it. To that end, the material will focus on practical strategies for designing and implementing a 21st-century information governance program. Understand the roles and essential characteristics of sound records retention policies and schedules, data maps, and other mission-critical policies and procedures. Learn how in many areas, problems created by technology are being solved by technology, and spend some time separating myth from reality. Finally, hear about one of the hottest topics in IG today: Defensible disposition. Learn the warning signs of data hoarding and a framework for doing something about it. Again, the material is intended to be highly practical, so takeaways will include strategies not only for diagnosing problems, but also real-world techniques and use cases for solving them in manners consistent with legal and regulatory obligations, including litigation holds, and business needs.

Course Fast Facts:

  1. Learn everything you need to know about Information Governance for Banking and Financial Services
  2. Comprehensive agenda covering Information Governance for Banking and Financial Services
  3. Study along with simple instructions & demonstrations
  4. Written and developed by leading Information Governance instructors
  5. Certificate of completion
  6. Available in multiple formats where you can choose the best format for your needs

Available in :

  • OnDemand Webinar : Archived webinar presentation with audio and slideshow including downloadable reference manual. Watch online anytime.
  • Audio & Reference Manual : PDF and MP3 files delivered on a USB flash drive. Listen and read on any compatible device.

Course Delivery

This program is available in several formats. Upon enrolment an automated welcome email will be sent to you (please check your junk email inbox if not received as this is an automated email), in order for you to access your online course

Recognition & Accreditation

All students who complete this course, receive a certificate of completion with a passing score (for the online assessment) and will be issued a certificate via email.

This course is being supplied by Lorman.

What Is Information Governance?

  • Sitting 'Round the Table: The Information Governance Reference Model
  • The World According to GARP (Generally Accepted Recordkeeping Principles)

The Legal Landscape: Key FinServ Laws and Regulations

  • U.S. and Global Regulations
  • Must and Can't? Reconciling Conflicting Obligations

The Many Faces of Data-Related Risk

Privacy, the New IG Imperative

Modernizing Records Retention

  • Document Retention in a Paperless World
  • Cornerstones: Retention Policies, Schedules, and Data Maps
  • Ground Rules: Key IG Policies and Procedures
  • Technology vs. Technology
  • InfoGov by Design
  • The Holy Grail: Autoclassification

Defensible Disposition

  • Hoarders, Inc.: Conditions, Causes, and Consequences of Overretention
  • Doing Disposition Defensibly

Calls to Action: Short-, Mid-, and Long-Term Opportunities to Enhance IG in Most Organizations

GENERAL REQUIREMENTS:

Entry Requirements
Students must have basic literacy and numeracy skills.

Minimum education
Open entry. Previous schooling and academic achievements are not required for entry into this course.

Computer requirements
Students will need access to a computer and the internet.

Minimum specifications for the computer are:

Windows:
Microsoft Windows XP, or later
Modern and up to date Browser (Internet Explorer 8 or later, Firefox, Chrome, Safari)

MAC/iOS:
OSX/iOS 6 or later
Modern and up to date Browser (Firefox, Chrome, Safari)

All systems
Internet bandwidth of 1Mb or faster
Flash player or a browser with HTML5 video capabilities (Currently Internet Explorer 9, Firefox, Chrome, Safari)


For LIVE WEBINARS:

Q:  What is the webinar viewer?
A:  Not every live webinar will have the webinar viewer. The webinar viewer is an online PowerPoint® presentation that the speaker will manipulate. You can access the webinar viewer through a link provided in your confirmation email.  Again, Internet access is required.

Q:  What is a live webinar?
A:  A live webinar is a live training program in which the audio is streamed over the Internet or accessed over phone lines and the written materials are accessed via the Internet. Audio and video reception capabilities of your computer set-up is required.

Q:  How do I access the live webinar?
A:   Once you have registered for the live webinar, you will receive a confirmation email with a link and an individual PIN to stream the audio over the Internet and access the reference materials.

Q:  How do I access the reference materials?
A:  Your confirmation email includes a link to the reference materials for your live webinar. The reference materials are typically available for download a day or two before the live webinar.

For OnDemand WEBINARS:

Q:  What is an OnDemand webinar?
A:  OnDemand webinars are self-paced online programs that allow you to earn continuing education credit at your convenience. Each program includes a downloadable PDF reference manual. A PDF viewer is required.

Q:  My OnDemand webinar is not functioning properly. What can I do?
A:  Adobe Flash 9+ with Javascript enabled is needed to view the program.

CREDITS

For OnDemand Webinar:

  • This course was last revised on September 27, 2017.
  • This program does NOT qualify, nor meet the National Standard for NASBA accreditation.

For Audio & Reference Manual:

  • Arizona CLE 1.5
     
  • CA MCLE 1.5
     
  • CT CLE 1.5
     
  • GA CLE 1.5
     
  • HI CLE 1.5
     
  • IL CLE 1.5
     
  • ME CLE 1.5
     
  • MT CLE 1.5
     
  • NJ CLE 1.8
     
  • NV CLE 1.5
     
  • VT CLE 1.5
     
  • WA CLE 1.5
     
  • WV MCLE 1.8

The CLE Code is ONLY a requirement when applying for CLE Credit in California (for participatory credit), Kansas, New Jersey or New York. Other states do not need to supply the CLE Code to apply for CLE credit.

This program does NOT qualify, nor meet the National Standard for NASBA accreditation.


ALL ACCESS PASS

All of your training, right here at Lorman.

Pay once and get a full year of unlimited training in any format, any time!

  • Live Webinars
  • OnDemand Webinars
  • MP3 Downloads
  • Course Manuals
  • Audio Recordings*
  • Executive Reports
  • White Papers and Articles
  • Sponsored Live Webinars

Additional benefits include:

  • State Specific Credit Tracker
  • Members Only Newsletter
  • All-Access Pass Course Concierge

* For audio recordings you only pay shipping

Unlimited Lorman Training

With the All-Access Pass there is no guessing what you will need for your yearly training budget. $699 will cover all of your training needs for an entire year!

Easy Registrations

Once you purchase your All-Access Pass you will never be any further than one-click away from attending any Lorman training course.

Invest in Yourself

You haven't gotten to where you are professionally by luck alone; it's taken a lot of hard work and training. Invest in yourself with the All-Access Pass.

Jeffrey C. Sharer

Jeffrey C. Sharer

Actuate Law LLC

  • Partner and Co-Chair of Akerman LLP's Data Law Practice
  • Concentrates his practice in the increasingly business-critical area of information law; practice encompasses information governance, electronic discovery, and privacy and data protection
  • Helps clients mitigate risk, reduce cost, and create business value through sound, end-to-end governance of enterprise data
  • Deep understanding of both law and technology helps clients proactively meet the legal, compliance, and other challenges associated with the "digital deluge"
  • Advises clients on the development and implementation of records retention policies and schedules, litigation preparedness and discovery strategy, defensible disposition of email and other electronic and hard copy information, and "e-policies" such as "bring your own device," social media, information classification, and data privacy
  • J.D. degree, high honors, University of Chicago Law School; A.B. degree in economics and psychology, University of Michigan
About this Course

Learn The Role Of Information Governance In Banking And Finance

Information is the lifeblood of commerce in the 21st century. And few industries face greater challenges when it comes to managing information than financial institutions and financial services, where dizzying volumes and varieties of sensitive data; extensive federal, state, and global regulation; complex and rapidly evolving technologies; and competitive pressures both internal and external all combine to create a near-perfect storm for those tasked with the closely related domains of information governance, privacy, and data protection. This content will review the fundamentals of information governance and related issues for banks and financial services firms. Understand the essential elements and objectives of a successful information governance program; the legal landscape within which banks and financial services firms must manage such programs; and some of the particular challenges created by the increasingly global stage on which such entities operate. And because information governance is inextricably intertwined with privacy and data protection, the content will address that intersection and key considerations for incorporating privacy and data protection into a successful IG program. Knowledge is only useful if those charged with action understand how to use it. To that end, the material will focus on practical strategies for designing and implementing a 21st-century information governance program. Understand the roles and essential characteristics of sound records retention policies and schedules, data maps, and other mission-critical policies and procedures. Learn how in many areas, problems created by technology are being solved by technology, and spend some time separating myth from reality. Finally, hear about one of the hottest topics in IG today: Defensible disposition. Learn the warning signs of data hoarding and a framework for doing something about it. Again, the material is intended to be highly practical, so takeaways will include strategies not only for diagnosing problems, but also real-world techniques and use cases for solving them in manners consistent with legal and regulatory obligations, including litigation holds, and business needs.

Course Fast Facts:

  1. Learn everything you need to know about Information Governance for Banking and Financial Services
  2. Comprehensive agenda covering Information Governance for Banking and Financial Services
  3. Study along with simple instructions & demonstrations
  4. Written and developed by leading Information Governance instructors
  5. Certificate of completion
  6. Available in multiple formats where you can choose the best format for your needs

Available in :

  • OnDemand Webinar : Archived webinar presentation with audio and slideshow including downloadable reference manual. Watch online anytime.
  • Audio & Reference Manual : PDF and MP3 files delivered on a USB flash drive. Listen and read on any compatible device.

Course Delivery

This program is available in several formats. Upon enrolment an automated welcome email will be sent to you (please check your junk email inbox if not received as this is an automated email), in order for you to access your online course

Recognition & Accreditation

All students who complete this course, receive a certificate of completion with a passing score (for the online assessment) and will be issued a certificate via email.

This course is being supplied by Lorman.

What Is Information Governance?

  • Sitting 'Round the Table: The Information Governance Reference Model
  • The World According to GARP (Generally Accepted Recordkeeping Principles)

The Legal Landscape: Key FinServ Laws and Regulations

  • U.S. and Global Regulations
  • Must and Can't? Reconciling Conflicting Obligations

The Many Faces of Data-Related Risk

Privacy, the New IG Imperative

Modernizing Records Retention

  • Document Retention in a Paperless World
  • Cornerstones: Retention Policies, Schedules, and Data Maps
  • Ground Rules: Key IG Policies and Procedures
  • Technology vs. Technology
  • InfoGov by Design
  • The Holy Grail: Autoclassification

Defensible Disposition

  • Hoarders, Inc.: Conditions, Causes, and Consequences of Overretention
  • Doing Disposition Defensibly

Calls to Action: Short-, Mid-, and Long-Term Opportunities to Enhance IG in Most Organizations

GENERAL REQUIREMENTS:

Entry Requirements
Students must have basic literacy and numeracy skills.

Minimum education
Open entry. Previous schooling and academic achievements are not required for entry into this course.

Computer requirements
Students will need access to a computer and the internet.

Minimum specifications for the computer are:

Windows:
Microsoft Windows XP, or later
Modern and up to date Browser (Internet Explorer 8 or later, Firefox, Chrome, Safari)

MAC/iOS:
OSX/iOS 6 or later
Modern and up to date Browser (Firefox, Chrome, Safari)

All systems
Internet bandwidth of 1Mb or faster
Flash player or a browser with HTML5 video capabilities (Currently Internet Explorer 9, Firefox, Chrome, Safari)


For LIVE WEBINARS:

Q:  What is the webinar viewer?
A:  Not every live webinar will have the webinar viewer. The webinar viewer is an online PowerPoint® presentation that the speaker will manipulate. You can access the webinar viewer through a link provided in your confirmation email.  Again, Internet access is required.

Q:  What is a live webinar?
A:  A live webinar is a live training program in which the audio is streamed over the Internet or accessed over phone lines and the written materials are accessed via the Internet. Audio and video reception capabilities of your computer set-up is required.

Q:  How do I access the live webinar?
A:   Once you have registered for the live webinar, you will receive a confirmation email with a link and an individual PIN to stream the audio over the Internet and access the reference materials.

Q:  How do I access the reference materials?
A:  Your confirmation email includes a link to the reference materials for your live webinar. The reference materials are typically available for download a day or two before the live webinar.

For OnDemand WEBINARS:

Q:  What is an OnDemand webinar?
A:  OnDemand webinars are self-paced online programs that allow you to earn continuing education credit at your convenience. Each program includes a downloadable PDF reference manual. A PDF viewer is required.

Q:  My OnDemand webinar is not functioning properly. What can I do?
A:  Adobe Flash 9+ with Javascript enabled is needed to view the program.

CREDITS

For OnDemand Webinar:

  • This course was last revised on September 27, 2017.
  • This program does NOT qualify, nor meet the National Standard for NASBA accreditation.

For Audio & Reference Manual:

  • Arizona CLE 1.5
     
  • CA MCLE 1.5
     
  • CT CLE 1.5
     
  • GA CLE 1.5
     
  • HI CLE 1.5
     
  • IL CLE 1.5
     
  • ME CLE 1.5
     
  • MT CLE 1.5
     
  • NJ CLE 1.8
     
  • NV CLE 1.5
     
  • VT CLE 1.5
     
  • WA CLE 1.5
     
  • WV MCLE 1.8

The CLE Code is ONLY a requirement when applying for CLE Credit in California (for participatory credit), Kansas, New Jersey or New York. Other states do not need to supply the CLE Code to apply for CLE credit.

This program does NOT qualify, nor meet the National Standard for NASBA accreditation.


ALL ACCESS PASS

All of your training, right here at Lorman.

Pay once and get a full year of unlimited training in any format, any time!

  • Live Webinars
  • OnDemand Webinars
  • MP3 Downloads
  • Course Manuals
  • Audio Recordings*
  • Executive Reports
  • White Papers and Articles
  • Sponsored Live Webinars

Additional benefits include:

  • State Specific Credit Tracker
  • Members Only Newsletter
  • All-Access Pass Course Concierge

* For audio recordings you only pay shipping

Unlimited Lorman Training

With the All-Access Pass there is no guessing what you will need for your yearly training budget. $699 will cover all of your training needs for an entire year!

Easy Registrations

Once you purchase your All-Access Pass you will never be any further than one-click away from attending any Lorman training course.

Invest in Yourself

You haven't gotten to where you are professionally by luck alone; it's taken a lot of hard work and training. Invest in yourself with the All-Access Pass.

Jeffrey C. Sharer

Jeffrey C. Sharer

Actuate Law LLC

  • Partner and Co-Chair of Akerman LLP's Data Law Practice
  • Concentrates his practice in the increasingly business-critical area of information law; practice encompasses information governance, electronic discovery, and privacy and data protection
  • Helps clients mitigate risk, reduce cost, and create business value through sound, end-to-end governance of enterprise data
  • Deep understanding of both law and technology helps clients proactively meet the legal, compliance, and other challenges associated with the "digital deluge"
  • Advises clients on the development and implementation of records retention policies and schedules, litigation preparedness and discovery strategy, defensible disposition of email and other electronic and hard copy information, and "e-policies" such as "bring your own device," social media, information classification, and data privacy
  • J.D. degree, high honors, University of Chicago Law School; A.B. degree in economics and psychology, University of Michigan

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Pay Upfront US$219
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Course Summary

Course ID No.: 101LRIGBFS
Delivery Mode: Online
Course Access: 90 days
Tutor Support: Yes
Time required: 93 minutes
Qualification: Certificate

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